飘飖兮若流风之回雪
伊曼纽尔吉诺比利
汽车新款
司法
英文美文赏析
养生小妙招
取汝首级如探囊取物
园丁风采
汽车价格查询
强制喷火器
恐惧女巫的羊皮靴子
入帮时间
考试专栏
领到一张准毕业证书
黑色逐日大衣
教育
青春励志美文
夏季养生保健常识
新能源汽车
教学活动作者: xezjbf92t 时间: 2016-5-3 22:46 标题: Huaxi securities listed for two consecutive years. at the end of last year, is planning to IPO of the West China Securities Sichuan Securities Regulatory Bureau found the existence of irregularities to provide financing to the related parties, shocked the market, the company has also been the treatment of regulators. According to the 2014 November 17, the SFC website disclosure of information display, Huaxi Securities in 2013 by way of curve of the asset management business is the sixth largest shareholder of Sichuan Xinli Investment Co., Ltd. and its affiliates provide a total of 9 billion yuan of financing, and the securities law is expressly prohibit securities firms to provide financing or guaranty for its shareholders or any related person. The criminal conspiracy has been unmasked after Sichuan Securities Regulatory Bureau issued a warning letter to take measures to Huaxi securities.
West China Securities
in spite of the two violations of the securities of West China is only a warning of the regulators,hogan outlet, does not belong to the administrative penalties, but this still gives the company's IPO cast a shadow.
it pours. Was less than 5 months of warning, the West China Securities once again found the existence of irregularities in the margin. The source in the securities and Futures Commission will during the period February 2 - 15 days of 46 of the securities company financing business of on-site inspection,tn pas cher, was found six securities companies being violations,hogan outlet, Huaxi Securities caught. Due to the launch margin financing business process, to engage in securities trading hours continuous calculation of less than half of the customers with margin trading and other illegal behavior, Huaxi Securities was again the Commission to take measures to the warning.
securities in the West did not submit IPO materials, it is quite concerned about the market. Beijing Business Daily reporter noted that in the past few months or so, the securities in the past six months,tn pas cher, has been the two consecutive regulators to seize the small braid".
fear
years listed game
two times in a row to be regulators warning
so,tn pas cher, is the warning is classified in what kind? Administrative penalties or regulatory measures? Zhejiang Yufeng law firm lawyers,goyard pas cher, senior partner Li Jian in the Beijing Daily reporter Advisory points out, "warning letter issued by the CSRC and local securities regulatory bureau does not belong to administrative penalties, but belong to one of the regulatory measures". This also means that the West China Securities received >
securities company IPO to add a member. On Friday, Huaxi Securities the pre IPO disclosure, to be listed on the Shenzhen stock exchange. However, and other are lining up a different broker, the Huaxi Securities is injured sprint IPO, and this is likely to become a stumbling block to the company listed on the. According to the rules, no matter how the Commission to improve the approval rate, the west is unlikely to be listed in the year.
< p > in accordance with the "provisions of the related problems on the securities company to apply for IPO and Listing Supervision submissions by the China Securities Regulatory Commission promulgated in 2008, the securities companies in the IPO must be in the last three years of compliance management, including the last 36 months not subject to criminal, administrative penalties,scarpe hogan outlet, within the last 12 months is not due to matters of major violations of laws and rules by securities regulatory authorities to take over regulatory measures,hogan outlet, not because of suspected illegal matters are being investigation.
Related Articls:
Chinese FA Taoxin moved real help players get back thirty million compensation
New Jin Ping Mei Pan Jinlian actor Gong Yuefei nud
State foot
This micro-blog exposure, users have a message like, one netizen joked: "looks like the original, who said looks like my mother a cake is really india!" Also the netizen says: "it seems that! Laugh Minzui when the mouth and chin was simply a hair like!" More users praise the mother and daughter like Sister Flowers two.作者: 风后晶 时间: 2016-5-5 00:46
哈哈,楼主不错